Investment Opportunities
Portfolio Management
We serve individuals, families, and independent investment advisors looking to invest funds in a strategy that strives to consistently outperform the broad US equity market either dividend-focused or capital appreciation-focused investments.
We have a fiduciary duty to our clients, which means we have a fundamental obligation to provide suitable investment services and always act in their best interests.
How to Invest
To invest, start an online application, or to discuss your investment plans you can schedule a short, no-obligation conversation.
For general questions, please call us at (631) 250-2829, or e-mail us at .
The minimum investment is $100,000.
Investment Offering
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US Capital Appreciation Strategy. Targets a total return greater than, or equal to 2% p.a. (net of our fees) above the S&P 500 index (SPY) over rolling 3-year periods.
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US Dividend Income Strategy. Targets a portfolio dividend yield of 2% p.a. or more, in addition to a total return greater than or equal to 1% p.a. (net of our fees), above the S&P 500 index (SPY) over rolling 3-year periods.
Key Features of the Investment
VEHICLE
Separately Managed Accounts (SMAs) for more information on this type of investment vehicle.
HOLDS GENERALLY
20-65 stocks. U.S. publically listed equity securities in the S&P500 Index.
FEES
0.50% (50 basis points) p.a. plus a performance fee of 15% of the mark-to-market profit and loss on your account, above the S&P500 index (SPY) benchmark, which is only paid if we beat the high watermark.
HIGH WATERMARK
Yes, includes high watermark protection for investors.
MINIMUM INVESTMENT
$100,000
INVESTMENT UNIVERSE PRIMARILY
U.S. publically listed equity securities in the S&P500 Index.
SUGGESTED TIMEFRAME
3 -5 years or more.
RISK
High
INVESTOR CLASS.
US Resident and Qualified Client, as defined by the Securities and Exchange Commission (SEC).