We serve individuals, families, and independent investment advisors looking to invest funds in a strategy that strives to consistently outperform the broad US equity market either dividend-focused or capital appreciation-focused investments.
We have a fiduciary duty to our clients, which means we have a fundamental obligation to provide suitable investment services and always act in their best interests.
How to Invest
For general questions, please call us at (631) 250-2829, or e-mail us at .
The minimum investment is $100,000.
US Capital Appreciation Strategy. Targets a total return greater than, or equal to 2% p.a. (net of our fees) above the S&P 500 index (SPY) over rolling 3-year periods.
US Dividend Income Strategy. Targets a portfolio dividend yield of 2% p.a. or more, in addition to a total return greater than or equal to 1% p.a. (net of our fees), above the S&P 500 index (SPY) over rolling 3-year periods.
Key Features of the Investment
Separately Managed Accounts (SMAs) for more information on this type of investment vehicle.
20-65 stocks. U.S. publically listed equity securities in the S&P500 Index.
0.50% (50 basis points) p.a. plus a performance fee of 15% of the mark-to-market profit and loss on your account, above the S&P500 index (SPY) benchmark, which is only paid if we beat the high watermark.
Yes, includes high watermark protection for investors.
INVESTMENT UNIVERSE PRIMARILY
U.S. publically listed equity securities in the S&P500 Index.
3 -5 years or more.
US Resident and Qualified Client, as defined by the Securities and Exchange Commission (SEC).